Guidelines for Registrar Operations in Ghana, 2014 🇬🇭

Ghana

Circular Number: sec-cir-003-2014

Guidelines for Registrar Operations in Ghana, 2014

Issued by Securities and Exchange Commission on 25 August 2014
Commenced on 25 August 2014
[This is the version of this document from 25 August 2014.]

This Market Guidance Notes is issued pursuant to Section 9(b) of the Securities Industry Act 1993 (PNDCL 333) as amended by the Securities Industry (Amendment) Act, 2000, Act 590 which empowers the Securities and Exchange Commission to maintain surveillance over activities in securities to ensure orderly, fair and equitable dealings in securities, and to formulate principles for the guidance of the securities market.The following guidelines are issued for the operations of a company acting as a Registrar for Issuers of securities in Ghana.

1. Public Offer

a)The Lead Manager shall send the completed public offer application forms to the Registrar.

b)The Registrar shall receive the full details of allotments from the Lead Manager.

c)The Lead Manager and the Regist…

Read the Full Legislation on judy.legal

Access annotations, citing cases, and more legal research tools.

Open in judy.legal