Directive on Pending Cases, 2018 🇬🇭

Ghana

Directive sec-dir-001-07-2018

Directive on Pending Cases, 2018

Issued by Securities and Exchange Commission on 9 July 2018
Commenced on 9 July 2018
[This is the version of this document from 9 July 2018.]

The Securities and Exchange Commission hereby issues this Directive pursuant to Sections 3 and 209 of the Securities Industry Act, 2016 (Act 929) to Chief Executive Officers of all Market Operators to report on all pending Court Cases (Civil and Criminal) as well as cases before other statutory bodies or tribunals for or against them as part of their Quarterly reporting requirements under Part IV and V of the Securities & Exchange Commission Regulations, 2003 (L.I. 1728).The following details shall be the minimum required in the reporting format: Full title of the Case including the Suit Number The Particular Court and the number of the Court in which the Case is pending A summary of the case The stage of the case within the rules of court The final outcome of the case (Judgment/Ruli…

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