Directive to All Market Operators on the Submission of an Electronic Version of the Directors and Principal Officer's Personal Notes (E-DPN) on the Regulatory Compliance Portal, 2025 🇬🇭
Ghana
Directive sec-dir-001-02-2025
Directive to All Market Operators on the Submission of an Electronic Version of the Directors and Principal Officer's Personal Notes (E-DPN) on the Regulatory Compliance Portal, 2025
- Issued by Securities and Exchange Commission on 11 February 2025
- Commenced on 11 February 2025
- [This is the version of this document from 11 February 2025.]
1.0 PREAMBLE
The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act, 2016 (Act 929) as amended by the Securities Industry Act, 2021 (Act 1062), (hereinafter referred to as ‘the Act) to promote the orderly growth and development of an efficient, fair, and transparent securities market in which investors and the integrity of the market are protected.The SEC is further mandated to maintain surveillance over activities in securities to ensure orderly, fair, and equitable dealings in securities and to protect the integrity of the market in accordance wi…Read the Full Legislation on judy.legal
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