Securities Industry (Regulatory Sandbox Licensing) Guidelines, 2020 🇬🇭

Ghana

Guidelines sec-gui-006-10-2020

Securities Industry (Regulatory Sandbox Licensing) Guidelines, 2020

Commenced on 8 October 2020
[This is the version of this document from 8 October 2020.]

In the exercise of the powers conferred on the Commission by Section 209 of the Securities Industry Act 2016, (Act 929), these Guidelines are made this 8th day of October 2020.

1. INTRODUCTION

The Commission, pursuant to its mandate to promote the growth and development of an efficient, fair and transparent market, seeks to encourage more creativity so that promising innovations, products and services can be tested in the market with prospects for wider adoption in Ghana and abroad.

2. OBJECTIVE OF THE GUIDELINES

(1) These guidelines shall provide a framework for the issuance of Regulatory Sandbox Licences for the conduct of a capital market activity or related services for which there is the absence, or no adequate provisions under any laws regulating the business or capital market activity.

3. ELIGIBILITY

(1)…

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