Table of Content

Securities Industry (Note Trustees) Guidelines, 2022 🇬🇭

Ghana

Guidelines sec-gui-004-02-2023

Securities Industry (Note Trustees) Guidelines, 2022

Issued by Securities and Exchange Commission on 30 November 2022
Commenced on 30 November 2022
[This is the version of this document from 30 November 2022.]

Part 1 – PRELIMINARY

1. Scope of Application of Guidelines

(1)These Guidelines are issued by the Securities and Exchange Commission (hereinafter referred to as “the Commission”) pursuant to sections 3, 109 and 209 of the Securities Industry Act, 2016 (Act 929) as amended with respect to the activities of Note Trustees. Accordingly, these guidelines shall apply to Note Trustees licensed under the Act.

(2)Where the Commission agrees to waive the full application of any part of these Guidelines, it shall issue a directive specify alternative measures in place of full application of the Guidelines.

(3)Where any doubt arises about the meaning of any provision contained in these Guidelines and any other Guideline issued by the Commission, the same shall be referr…

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