Guidelines for Issuing Instruments under Section 209 of the Securities Industry Act 2016 (Act 929) (As Amended), 2024 🇬🇭
Ghana
Guidelines sec-gui-004-04-2024
Guidelines for Issuing Instruments under Section 209 of the Securities Industry Act 2016 (Act 929) (As Amended), 2024
- Issued by Securities and Exchange Commission on 19 April 2024
- Commenced on 19 April 2024
- [This is the version of this document from 19 April 2024.]
Part A
Preamble, Application and Background
1. Preamble
The Securities and Exchange Commission, Ghana hereinafter referred to as the “SEC” is mandated to regulate and promote the growth and development of an efficient, fair and transparent securities market in which investors and the integrity of the market are protected.2. Application
These Guidelines shall apply to the SEC’s internal procedures for the issuance of Codes, Directives, Guidelines and Circulars made pursuant to section 209 of the Securities Industry Act 2016 (Act 929) as amended by the Securities Industry (Amendment Act) 2021 (Act 1062).3. Background
(1) The mandate of the SEC in section 3 of Act 929 as amended refers(2) Section 209 of th…Read the Full Legislation on judy.legal
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